Investor Charter - Investment Advisory Services

A. Vision

To provide transparent, research-driven investment advisory services that empower clients to make well-informed financial decisions. We are committed to upholding regulatory standards and ethical practices while fostering financial awareness, responsible investing, and long-term wealth management.

B. Mission

• To offer professional and well-researched investment advice tailored to individual financial goals.
• To assist clients in structuring and optimizing their portfolios.
• To provide financial, tax, and retirement planning services.
• To guide individuals seeking SEBI registration.
• To promote financial literacy through structured educational programs.
• To ensure compliance with SEBI regulations.

C. Details of Services Provided

1. Equity and Options Trading Guidance

• Providing insights into market trends and trade execution strategies.
• Helping clients understand cash market and derivatives trading.
• Offering risk management techniques.

2. Portfolio Building and Rebalancing

• Structuring portfolios based on goals and risk appetite.
• Periodic portfolio reviews and rebalancing strategies.
• Diversification for long-term growth.

3. Financial, Tax, and Retirement Planning

• Wealth creation and preservation strategies.
• Tax-efficient investment guidance.
• Retirement planning for financial stability.

4. SEBI Registration Guidance

• Assistance with SEBI Investment Advisor registration.
• Guidance on eligibility, documentation, and compliance.

5. Educational Courses

• Learning programs on stock market and financial instruments.
• Courses covering market structure, stock selection, and risk management.

D. Responsibilities of Investors

1. Risk Awareness

• Investments are subject to market risks.
• No assurance of profits.

2. Providing Accurate Information

• Investors should provide correct financial details.
• Any financial changes must be communicated.

3. Understanding Market Risks

• Investments in equities and derivatives carry risks.
• Conduct due diligence before investing.

4. Periodic Review of Investments

• Review portfolio performance regularly.
• Stay updated with financial news and regulations.

E. Grievance Redressal Mechanism

1. Internal Grievance Redressal

For complaints, contact:

Email: adarshmnimborkar99@gmail.com

Complaint Form

2. SEBI SCORES – Investor Complaint Platform

• Register a complaint at https://scores.gov.in/
• Provide details with supporting documents.
• SEBI will review and address the complaint.

F. Disclaimer

• No guaranteed returns or assured profits.
• Market performance is subject to external factors.
• Past performance does not guarantee future performance.
• Investors should understand risks before investing.